Securities Regulation (SD 281)


This course focuses on the issues that arise in securities transactions. The class provides an overview of the 1933 Securities Act, the Securities Exchange Act of 1934 and other legislation relating to securities regulation issues. Selected topics may include: public offerings of securities; recapitalizations, reorganizations and acquisitions; Rules 10b-5 and 16(b); proxy contests; and tender offers and anti-takeover devices.


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