[Court's Opinion.]
1. ... [T]he Government of
the Republic of Colombia (hereinafter "the Government")
submitted to the Inter-American Court of Human Rights (hereinafter
"the Court") a request for an advisory opinion on the
interpretation of Article 64 of the [1978] American Convention
on Human Rights (hereinafter "the Convention" or "the
American Convention") in relation to the [1948] American
Declaration of the Rights and Duties of Man (hereinafter "the
Declaration" or "the American Declaration").
2. The Government requests
a reply to the following questions:
Does Article 64 [see paragraph 20 below] authorize the Inter-American
Court of Human Rights to render advisory opinions at the request
of a member state or of one of the organs of the OAS, regarding
the interpretation of the American Declaration of the Rights
and Duties of Man, adopted by the Ninth International Conference
of American States in Bogota in 1948?
The Government adds:
The Government of Colombia understands, of course, that the
[1948] Declaration is not a treaty. But this conclusion does
not auto-matically answer the question. It is perfectly reasonable
to assume that the interpretation of the human rights provisions
contained in the [1948] Charter of the OAS ... involves, in principle,
an analysis of the rights and duties of man proclaimed by the
[1948] Declaration, and thus requires the determination of the
normative status of the Declaration within the legal framework
of the inter-American system for the protection of human rights.
The applicant government points out that
(1) for the appropriate functioning of the inter-American
system for the protection of human rights, it is of great importance
to know what the juridical status of the Declaration is, whether
the Court has jurisdiction to interpret the Declaration, and
if so, what the scope of its jurisdiction is within the framework
of Article 64 of the Convention....
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11. In
its written observations, the Government of Costa Rica believes
that notwithstanding its great success and nobility, the American
Declaration of the Rights and Duties of Man is not a treaty as
defined by international law, so Article 64 of the American Convention
does not authorize the Inter-American Court to interpret the
Declaration. Nevertheless, that could not in any way limit the
Court's possible use of the Declaration and its precepts to interpret
other, related juridical instruments or a finding that many of
the rights re- cognized therein have become international customary
law.
12. The Government of
the United States of America believes The American Declaration
of the Rights and Duties of Man represents a noble statement
of the human rights aspirations of the American States.
.....Unlike the American Convention,
however, it was not drafted as a legal instrument and lacks the
precision necessary to resolve complex legal questions. Its normative
value lies as a declaration of basic moral principles and broad
political commitments and as a basis to review the general human
rights performance of member states, not as a binding set of
obligations.
.....The United States recognizes
the good intentions of those who would transform the American
Declaration from a statement of principles into a binding legal
instrument. But good intentions do not make law. It would seriously
undermine the process of international lawmakingby which
sovereign states voluntarily undertake specified legal obligationsto
impose legal obligations on states through a process of "reinterpretation"
or "inference" from a non-binding statement of principles.
13. For its part, the
Government of Peru said that although the Declaration could have
been considered an instrument without legal effect before the
American Convention on Human Rights entered into force, the Convention
has recognized its special nature by virtue of Article 29, which
prohibits any interpretation "excluding or limiting the
effect that the American Declaration of the Rights and Duties
of Man and other international acts of the same nature may have"
and has thus given the Declaration a hierarchy [as a source of
law] similar to that of the Convention with regard to the States
Parties, thereby contributing to the promotion of human rights
in our Continent.
14. The Government of
Uruguay affirmed that
.....i) The Inter-American Court
of Human Rights is competent to render advisory opinions on any
aspect of the American Declaration of the Rights and Duties of
Man in relation to the revised Charter of the Organization of
American States and the American Convention on Human Rights,
within the scope of Article 64 of the latter.
.....ii) The juridical nature of
the Declaration is that of binding, multilateral instrument that
enunciates, defines and specifies fundamental principles recognized
by the American States and which crystallizes norms of customary
law generally accepted by those States.
15. The Government of
Venezuela asserted that
as a general principle recognized by international law, a
declaration is not a treaty in the true sense because it does
not create juridical norms, and it is limited to a statement
of desires or exhortations. A declaration creates political
or moral obligations for the subjects of international law,
and its enforceability is thus limited in contrast to a treaty,
whose legal obligations are enforceable before a jurisdictional
body....
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..III
19. The
Court will first examine the admissibility of the instant advisory
opinion request [that is, whether the Court has the jurisdiction
to hear and determine Colombia's application for an advisory
opinion].
20.
Article 64(1) provides:
The member states of the Organization may consult the Court
regarding the interpretation of this Convention or of other treaties
concerning the protection of human rights in the American states.
Within their spheres of competence, the organs listed in Chapter
X of the Charter of the Organization of American States ... may
in like manner consult the Court.
......................................................................
....
28. The Court holds that
it has the requisite competence to render the present request
advisory opinion and therefore rules it to be admissible. [This
was the procedural hurdle.]
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29. The Court will now address
the merits [of the substantive legal] question before it [having
ruled that it has the jurisdiction to determine such matters].
30.
Article 64(1) of the Convention authorizes the Court to
render advisory opinions "regarding the interpretation of
this Convention or of other treaties concerning the protection
of human rights in the American states."
........................................................................................
33. In attempting to define
the word "treaty" as the term is employed in Article
64(1), it is sufficient for now to say that a "treaty"
is, at least, an international instrument of the type that is
governed by the two Vienna Conventions [see § 8.1]. ...
What is clear ... is that the Declaration is not a treaty as
defined by the Vienna Conventions because it was not approved
as such, and that, consequently, it is also not a treaty within
the meaning of Article 64(1) [of the 1978 American Human Rights
Convention].
34. ... In order to
obtain a consensus, the Declaration was conceived as the
initial system of protection considered by the American States
as being suited to the present social and juridical conditions,
not without a recognition on their part that they should increasingly
strengthen that system in the international field as [political
and economic] conditions become more favorable. ([1948] American
Declaration, Considerandum 4).
This same principle was confirmed on September 25, 1949, by the
Inter-American Committee of Jurisconsults, when it said:
It is evident that the [American] Declaration of Bogota does
not create a contractual juridical obligation, but it is also
clear that it demonstrates a well defined orientation toward
the international protection of the fundamental rights of the
human person.
35. The mere fact that
the Declaration is not a treaty does not necessarily compel the
conclusion that the Court lacks the power to render an advisory
opinion containing an interpretation of the American Declaration.
36. In fact, the [1978]
American Convention refers to the [1948 American] Declaration
in paragraph three of its [Convention] Preamble which reads as
follows:
Considering that these principles have been set forth in the
Charter of the Organization of the American States, in the American
Declaration of the Rights and Duties of Man, and in the [UN's
1948] Universal Declaration of Human Rights, and that they have
been reaffirmed and defined in other international instruments,
worldwide as well as regional in scope.
And in [treaty] Article 29(d) which indicates:
No provision of this convention shall be interpreted
as:
...
d. excluding or limiting the effect that the American Declaration
of the Rights and Duties of Man and other international acts
of the same nature may have.
From the foregoing, it follows that, in interpreting the Convention
in the exercise of its advisory jurisdiction, the Court may have
to [thus] interpret the Declaration.
37. The American Declaration
has its basis in the idea that "the international protection
of the rights of man should be the principal guide of an evolving
American law" (Third Considerandum). This American law has
evolved from 1948 to the present; international protective measures,
subsidiary and complementary to national ones, have been shaped
by new instruments. As the International Court of Justice said:
"an international instrument must be interpreted and applied
within the overall framework of the juridical system in force
at the time of the interpretation." That is why the [Inter-American]
Court finds it necessary to point out that to determine the legal
status of the American Declaration it is appropriate to look
to the inter-American system of today in the light of the evolution
it has undergone since the adoption of the Declaration, rather
than to examine the normative value and significance which that
instrument was believed to have had in 1948.
38. The evolution of the
here relevant "inter-American law" mirrors on the regional
level the developments in contemporary international law and
especially in human rights law, which distinguished that law
from classical international law to a significant extent. That
is the case, for example, with the duty to respect certain essential
human rights, which is today [a duty that also empowers international
courts to use pretreaty declarations of intent to interpret current
human rights obligations]. ...
39. The Charter of the
Organization refers to the fundamental rights of man in its Preamble
and in [various] Articles, but it does not list or define them.
The member states of the Organization have, through its diverse
organs, given specifically [specificity] to the human rights
mentioned in the Charter and to which the Declaration refers.
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41. These norms authorize the
Inter-American Commission to protect human rights. These rights
are none other than those enunciated and defined in the American
Declaration. That conclusion results form Article 1 of the Commission's
Statute, which was approved by Resolution No. 447, adopted by
the General Assembly of the OAS at its Ninth Regular Period of
Sessions, held in La Paz, Bolivia, in October, 1979. That Article
reads as follows:
....1. The Inter-American Commission
on Human Rights is an organ of the Organization of American States,
created to promote the observance and defense of human rights
and to serve as consultive organ of the Organization in this
matter.
.....2. For the purpose of the present
Statute, human rights are understood to be: a. The rights set
forth in the American Convention on Human Rights, in relation
to the States Parties thereto; b. The rights set forth in the
American Declaration of the Rights and Duties of Man, in relation
to the other member states.
...................................................................................
42. The General Assembly
of the Organization has also repeatedly recognized that
the American Declaration is a source of international obligations
for the member states of the OAS. For example, in resolution
314 (VII-0/77) of June 22, 1977, it charged the Inter-American
Commission on Human Rights with the preparation of a study to
"set forth their obligation to carry out the commitments
assumed in the American Declaration of the Rights and Duties
of Man." In Resolution 371 (VIII-0/78) of July 1, 1978,
the General Assembly reaffirmed "its commitment to promote
the observance of the American Declaration of the Rights and
Duties of man," and in Resolution 370 (VIII-0/78) of July
1, 1978, it referred to the "international commitments"
of a member state of the Organization to respect the rights of
man "recognized in the American Declaration of the Rights
and Duties of Man." The Preamble of the American Convention
to Prevent and Punish Torture, adopted and signed at the Fifteenth
Regular Session of the General Assembly in Cartagena de Indias
(December, 1985), reads as follows:
Reaffirming that all acts of torture or any other cruel, inhuman,
or degrading treatment or punishment constitute an offense against
human dignity and a denial of the principles set forth in the
Charter of the Organization of American States and in the Charter
of the United Nations and are violations of the fundamental human
rights and freedoms proclaimed in the American Declaration of
the Rights and Duties of Man and the Universal Declaration of
Human Rights.
43. Hence it may be said
that by means of an authoritative interpretation, the member
states of the Organization have signaled their agreement that
the Declaration contains and defines the fundamental human rights
referred to in the Charter. Thus the Charter of the Organization
cannot be interpreted and applied as far as human rights are
concerned without relating its norms, consistent with the practice
of the organs of the OAS, to the corresponding provisions of
the Declaration.
44. In view of the fact
that the Charter of the Organization and the American
Convention are treaties with respect to which the Court has
advisory jurisdiction by virtue of Article 64(1), it follows
that the Court is authorized ... to interpret the American Declaration
and to render an advisory opinion relating to it whenever it
is necessary to do so in interpreting those instruments. |